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17 C.F.R. · Commodity and Securities Exchanges
17 C.F.R. § 37.1301

General requirements.

Title 17 C.F.R. ● ACTIVE Primary Source
Regulatory Text

17 C.F.R. § 37.1301 — General requirements.

§ 37.1301 General requirements. (a) A swap execution facility shall maintain financial resources on an ongoing basis that are adequate to enable it to comply with the core principles set forth in section 5h of the Act and any applicable Commission regulations. Financial resources shall be considered adequate if their value exceeds the total amount that would enable the swap execution facility to cover its projected operating costs necessary for the swap execution facility to comply with section 5h of the Act and applicable Commission regulations for a one-year period, as calculated on a rolling basis pursuant to § 37.1304. (b) An entity that operates as both a swap execution facility and a derivatives clearing organization shall also comply with the financial resource requirements of § 39.11 of this chapter.

Source: ecfr.gov · govinfo.gov — public domain Official Source ↗
Root-LD Entity Data
◈ Machine-Readable Provenance Record Root-LD v1.0 · boisestandard.org
Federation ID
BS-CFR17-SEC-28725F
Entity Class
REGULATION / FEDERAL-CFR-SECTION
Domain Signature
boisestandard.org
Citation
17 C.F.R. § 37.1301
Corpus
CFR — Code of Federal Regulations
Status
✓ ACTIVE
Source
PRIMARY-SOURCE
Source Verified
✓ TRUE
Content Hash
2060cb7c145a95de...
Semantic Edges
Pending — corpus passes queued
The regulatory text of 17 C.F.R. § 37.1301 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
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← 17 C.F.R. § 37.1300 17 C.F.R. § 37.1302 →
Title 17 — Commodity and Securities Exchanges
17 C.F.R. § 1.117 C.F.R. § 1.217 C.F.R. § 1.317 C.F.R. § 1.417 C.F.R. § 1.617 C.F.R. § 1.717 C.F.R. § 1.817 C.F.R. § 1.917 C.F.R. § 1.1017 C.F.R. § 1.1117 C.F.R. § 1.1217 C.F.R. § 1.1317 C.F.R. § 1.1417 C.F.R. § 1.1517 C.F.R. § 1.1617 C.F.R. § 1.1717 C.F.R. § 1.1817 C.F.R. § 1.1917 C.F.R. § 1.2017 C.F.R. § 1.2117 C.F.R. § 1.2217 C.F.R. § 1.2317 C.F.R. § 1.2417 C.F.R. § 1.2517 C.F.R. § 1.2617 C.F.R. § 1.2717 C.F.R. § 1.2817 C.F.R. § 1.2917 C.F.R. § 1.3017 C.F.R. § 1.31
17 C.F.R. — public domain ← All Legislation
◈ Provenance
boisestandard.org → United States → Law → CFR → Title 17 → 17 C.F.R. § 37.1301