17 C.F.R. · Commodity and Securities Exchanges
17 C.F.R. § 37.1300

Core Principle 13-Financial resources.

Title 17 C.F.R. ● ACTIVE Primary Source
Regulatory Text

17 C.F.R. § 37.1300 — Core Principle 13-Financial resources.

§ 37.1300 Core Principle 13—Financial resources. (a) In general. The swap execution facility shall have adequate financial, operational, and managerial resources to discharge each responsibility of the swap execution facility. (b) Determination of resource adequacy. The financial resources of a swap execution facility shall be considered to be adequate if the value of the financial resources exceeds the total amount that would enable the swap execution facility to cover the operating costs of the swap execution facility for a one-year period, as calculated on a rolling basis.

Source: ecfr.gov · govinfo.gov — public domain Official Source ↗
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BS-CFR17-SEC-8386DC
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REGULATION / FEDERAL-CFR-SECTION
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boisestandard.org
Citation
17 C.F.R. § 37.1300
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CFR — Code of Federal Regulations
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PRIMARY-SOURCE
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The regulatory text of 17 C.F.R. § 37.1300 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
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