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15 U.S.C. · Commerce and Trade
15 U.S.C. § 80b18b

Custody of client accounts

Ch. 2D — INVESTMENT COMPANIES AND ADVISERS
Title 15 U.S.C. ● ACTIVE Primary Source Ch. 2D
Statutory Text

15 U.S.C. § 80b18b — Custody of client accounts

U.S.C. Title 15 - COMMERCE AND TRADE 15 U.S.C. United States Code, 2023 Edition Title 15 - COMMERCE AND TRADE CHAPTER 2D - INVESTMENT COMPANIES AND ADVISERS SUBCHAPTER II - INVESTMENT ADVISERS Sec. 80b-18b - Custody of client accounts From the U.S. Government Publishing Office, www.gpo.gov

§80b–18b. Custody of client accounts

An investment adviser registered under this subchapter shall take such steps to safeguard client assets over which such adviser has custody, including, without limitation, verification of such assets by an independent public accountant, as the Commission may, by rule, prescribe.

(Aug. 22, 1940, ch. 686, title II, §223, as added Pub. L. 111–203, title IV, §411, July 21, 2010, 124 Stat. 1577.)

Statutory Notes and Related Subsidiaries

Effective Date Section effective 1 year after July 21, 2010, except that any investment adviser may, at the discretion of the investment adviser, register with the Commission under the Investment Advisers Act of 1940 during that 1-year period, subject to the rules of the Commission, and except as otherwise provided, see section 419 of Pub. L. 111–203, set out as an Effective Date of 2010 Amendment note under section 80b–2 of this title.

Source: uscode.house.gov — public domain Official Source ↗
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Federation ID
BS-USC15-SEC-7B79AB
Entity Class
STATUTE / FEDERAL-CODE-SECTION
Domain Signature
boisestandard.org
Citation
15 U.S.C. § 80b18b
Jurisdiction
Federal — United States
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Source
PRIMARY-SOURCE
Source Verified
✓ TRUE
Content Hash
61debcfa1e087547...
Semantic Edges
Pending — corpus passes queued
The statutory text of 15 U.S.C. § 80b18b is reproduced from the official United States Code as published by the Office of the Law Revision Counsel of the U.S. House of Representatives (uscode.house.gov).
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Ch. 2D — INVESTMENT COMPANIES AND ADVISERS
15 U.S.C. § 80a115 U.S.C. § 80a215 U.S.C. § 80a315 U.S.C. § 80a3a15 U.S.C. § 80a415 U.S.C. § 80a515 U.S.C. § 80a615 U.S.C. § 80a715 U.S.C. § 80a815 U.S.C. § 80a915 U.S.C. § 80a1015 U.S.C. § 80a1115 U.S.C. § 80a1215 U.S.C. § 80a1315 U.S.C. § 80a1415 U.S.C. § 80a1515 U.S.C. § 80a1615 U.S.C. § 80a1715 U.S.C. § 80a1815 U.S.C. § 80a1915 U.S.C. § 80a2015 U.S.C. § 80a2115 U.S.C. § 80a2215 U.S.C. § 80a2315 U.S.C. § 80a2415 U.S.C. § 80a2515 U.S.C. § 80a2615 U.S.C. § 80a2715 U.S.C. § 80a2815 U.S.C. § 80a29
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