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15 U.S.C. · Commerce and Trade
15 U.S.C. § 80a47

Liability of controlling persons; preventing compliance with subchapter

Ch. 2D — INVESTMENT COMPANIES AND ADVISERS
Title 15 U.S.C. ● ACTIVE Primary Source Ch. 2D
Statutory Text

15 U.S.C. § 80a47 — Liability of controlling persons; preventing compliance with subchapter

U.S.C. Title 15 - COMMERCE AND TRADE 15 U.S.C. United States Code, 2023 Edition Title 15 - COMMERCE AND TRADE CHAPTER 2D - INVESTMENT COMPANIES AND ADVISERS SUBCHAPTER I - INVESTMENT COMPANIES Sec. 80a-47 - Liability of controlling persons; preventing compliance with subchapter From the U.S. Government Publishing Office, www.gpo.gov

§80a–47. Liability of controlling persons; preventing compliance with subchapter

(a) Procurement It shall be unlawful for any person, directly or indirectly, to cause to be done any act or thing through or by means of any other person which it would be unlawful for such person to do under the provisions of this subchapter or any rule, regulation, or order thereunder. (b) Substantially assisting a violation For purposes of any action brought by the Commission under subsection (d) or (e) of section 80a–41 of this title, any person that knowingly or recklessly provides substantial assistance to another person in violation of a provision of this subchapter, or of any rule or regulation issued under this subchapter, shall be deemed to be in violation of such provision to the same extent as the person to whom such assistance is provided. (c) Obstructing compliance It shall be unlawful for any person without just cause to hinder, delay, or obstruct the making, filing, or keeping of any information, document, report, record, or account required to be made, filed, or kept under any provision of this subchapter or any rule, regulation, or order thereunder.

(Aug. 22, 1940, ch. 686, title I, §48, 54 Stat. 846; Pub. L. 111–203, title IX, §929M(b), July 21, 2010, 124 Stat. 1861.)

Editorial Notes

Amendments 2010—Subsecs. (b), (c). Pub. L. 111–203 added subsec. (b) and redesignated former subsec. (b) as (c).

Statutory Notes and Related Subsidiaries

Effective Date of 2010 Amendment Amendment by Pub. L. 111–203 effective 1 day after July 21, 2010, except as otherwise provided, see section 4 of Pub. L. 111–203, set out as an Effective Date note under section 5301 of Title 12, Banks and Banking.

Source: uscode.house.gov — public domain Official Source ↗
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◈ Machine-Readable Provenance Record Root-LD v1.0 · boisestandard.org
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BS-USC15-SEC-0EEFCB
Entity Class
STATUTE / FEDERAL-CODE-SECTION
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boisestandard.org
Citation
15 U.S.C. § 80a47
Jurisdiction
Federal — United States
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PRIMARY-SOURCE
Source Verified
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69be8229187450a1...
Semantic Edges
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The statutory text of 15 U.S.C. § 80a47 is reproduced from the official United States Code as published by the Office of the Law Revision Counsel of the U.S. House of Representatives (uscode.house.gov).
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Ch. 2D — INVESTMENT COMPANIES AND ADVISERS
15 U.S.C. § 80a115 U.S.C. § 80a215 U.S.C. § 80a315 U.S.C. § 80a3a15 U.S.C. § 80a415 U.S.C. § 80a515 U.S.C. § 80a615 U.S.C. § 80a715 U.S.C. § 80a815 U.S.C. § 80a915 U.S.C. § 80a1015 U.S.C. § 80a1115 U.S.C. § 80a1215 U.S.C. § 80a1315 U.S.C. § 80a1415 U.S.C. § 80a1515 U.S.C. § 80a1615 U.S.C. § 80a1715 U.S.C. § 80a1815 U.S.C. § 80a1915 U.S.C. § 80a2015 U.S.C. § 80a2115 U.S.C. § 80a2215 U.S.C. § 80a2315 U.S.C. § 80a2415 U.S.C. § 80a2515 U.S.C. § 80a2615 U.S.C. § 80a2715 U.S.C. § 80a2815 U.S.C. § 80a29
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