15 U.S.C. · Commerce and Trade
15 U.S.C. § 78o4a

Commission Office of Municipal Securities

Ch. 2B — SECURITIES EXCHANGES
Title 15 U.S.C. ● ACTIVE Primary Source Ch. 2B
Statutory Text

15 U.S.C. § 78o4a — Commission Office of Municipal Securities

U.S.C. Title 15 - COMMERCE AND TRADE 15 U.S.C. United States Code, 2023 Edition Title 15 - COMMERCE AND TRADE CHAPTER 2B - SECURITIES EXCHANGES Sec. 78o-4a - Commission Office of Municipal Securities From the U.S. Government Publishing Office, www.gpo.gov

§78o–4a. Commission Office of Municipal Securities

(a) In general There shall be in the Commission an Office of Municipal Securities, which shall— (1) administer the rules of the Commission with respect to the practices of municipal securities brokers and dealers, municipal securities advisors, municipal securities investors, and municipal securities issuers; and (2) coordinate with the Municipal Securities Rulemaking Board for rulemaking and enforcement actions as required by law. (b) Director of the Office The head of the Office of Municipal Securities shall be the Director, who shall report to the Chairman. (c) Staffing (1) In general The Office of Municipal Securities shall be staffed sufficiently to carry out the requirements of this section. (2) Requirement The staff of the Office of Municipal Securities shall include individuals with knowledge of and expertise in municipal finance.

(Pub. L. 111–203, title IX, §979, July 21, 2010, 124 Stat. 1926.)

Editorial Notes

Codification Section was enacted as part of the Investor Protection and Securities Reform Act of 2010 and also as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and not as part of the Securities Exchange Act of 1934 which comprises this chapter.

Statutory Notes and Related Subsidiaries

Effective Date Section effective 1 day after July 21, 2010, except as otherwise provided, see section 4 of Pub. L. 111–203, set out as a note under section 5301 of Title 12, Banks and Banking.

Definitions For definitions of terms used in this section, see section 5301 of Title 12, Banks and Banking.

Source: uscode.house.gov — public domain Official Source ↗
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15 U.S.C. § 78o4a
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The statutory text of 15 U.S.C. § 78o4a is reproduced from the official United States Code as published by the Office of the Law Revision Counsel of the U.S. House of Representatives (uscode.house.gov).
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