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15 U.S.C. · Commerce and Trade
15 U.S.C. § 77yyy

Penalties

Ch. 2A — SECURITIES AND TRUST INDENTURES
Title 15 U.S.C. ● ACTIVE Primary Source Ch. 2A
Statutory Text

15 U.S.C. § 77yyy — Penalties

U.S.C. Title 15 - COMMERCE AND TRADE 15 U.S.C. United States Code, 2023 Edition Title 15 - COMMERCE AND TRADE CHAPTER 2A - SECURITIES AND TRUST INDENTURES SUBCHAPTER III - TRUST INDENTURES Sec. 77yyy - Penalties From the U.S. Government Publishing Office, www.gpo.gov

§77yyy. Penalties

Any person who willfully violates any provision of this subchapter or any rule, regulation, or order thereunder, or any person who willfully, in any application, report, or document filed or required to be filed under the provisions of this subchapter or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $10,000 or imprisoned not more than five years, or both.

(May 27, 1933, ch. 38, title III, §325, as added Aug. 3, 1939, ch. 411, 53 Stat. 1177; amended Pub. L. 94–29, §27(d), June 4, 1975, 89 Stat. 163.)

Editorial Notes

Amendments 1975—Pub. L. 94–29 substituted "$10,000" for "$5,000".

Statutory Notes and Related Subsidiaries

Effective Date of 1975 Amendment Amendment by Pub. L. 94–29 effective June 4, 1975, see section 31(a) of Pub. L. 94–29, set out as a note under section 78b of this title.

Source: uscode.house.gov — public domain Official Source ↗
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15 U.S.C. § 77yyy
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The statutory text of 15 U.S.C. § 77yyy is reproduced from the official United States Code as published by the Office of the Law Revision Counsel of the U.S. House of Representatives (uscode.house.gov).
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← 15 U.S.C. § 77xxx 15 U.S.C. § 77zzz →
Ch. 2A — SECURITIES AND TRUST INDENTURES
15 U.S.C. § 77a15 U.S.C. § 77b15 U.S.C. § 77b115 U.S.C. § 77c15 U.S.C. § 77d15 U.S.C. § 77d115 U.S.C. § 77e15 U.S.C. § 77f15 U.S.C. § 77g15 U.S.C. § 77h15 U.S.C. § 77h115 U.S.C. § 77i15 U.S.C. § 77j15 U.S.C. § 77k15 U.S.C. § 77l15 U.S.C. § 77m15 U.S.C. § 77n15 U.S.C. § 77o15 U.S.C. § 77p15 U.S.C. § 77q15 U.S.C. § 77r15 U.S.C. § 77r115 U.S.C. § 77s15 U.S.C. § 77t15 U.S.C. § 77u15 U.S.C. § 77v15 U.S.C. § 77w15 U.S.C. § 77x15 U.S.C. § 77y15 U.S.C. § 77z
15 U.S.C. — public domain ← All Legislation
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