17 C.F.R. · Commodity and Securities Exchanges
17 C.F.R. § 9.13

Publication of notice.

Title 17 C.F.R. ● ACTIVE Primary Source
Regulatory Text

17 C.F.R. § 9.13 — Publication of notice.

§ 9.13 Publication of notice. Whenever an exchange suspends, expels or otherwise disciplines, or denies any person access to the exchange, it must make public its findings by disclosing at least the information contained in the notice required by § 9.11(b). An exchange must make such findings public as soon as the disciplinary action or access denial action becomes effective in accordance with the provisions of § 9.12 by posting a notice on its website to which its members and the public regularly have access. Such notice must be maintained and readily available on the exchange's website. [83 FR 1548, Jan. 12, 2018]

Source: ecfr.gov · govinfo.gov — public domain Official Source ↗
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BS-CFR17-SEC-368376
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17 C.F.R. § 9.13
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The regulatory text of 17 C.F.R. § 9.13 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
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