17 C.F.R. § 41.34 — Exempt Provisions.
§ 41.34 Exempt Provisions. Any board of trade notice-designated as a contract market in security futures products pursuant to § 41.31 also shall be exempt from: (a) The following provisions of the Act, pursuant to section 5f(b)(1) of the Act: (1) Section 4(c)(c); (2) Section 4(c)(e); (3) Section 4(c)(g); (4) Section 4j; (5) Section 5; (6) Section 5c; (7) Section 6a; (8) Section 8(d); (9) Section 9(f); (10) Section 16 and; (b) The following provisions, pursuant to section 5f(b)(4) of the Act: (1) Section 6(a); (2) Part 38 of this chapter; (3) Part 40 of this chapter; and (4) Section 41.27. [67 FR 11229, Mar. 13, 2002]