Regulatory Text
17 C.F.R. § 38.710 — Disciplinary sanctions.
§ 38.710 Disciplinary sanctions. All disciplinary sanctions imposed by a designated contract market or its disciplinary panels must be commensurate with the violations committed and must be clearly sufficient to deter recidivism or similar violations by other market participants. All disciplinary sanctions, including sanctions imposed pursuant to an accepted settlement offer, must take into account the respondent's disciplinary history. In the event of demonstrated customer harm, any disciplinary sanction must also include full customer restitution, except where the amount of restitution, or to whom it should be provided, cannot be reasonably determined.
Source: ecfr.gov · govinfo.gov — public domain
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Root-LD Entity Data
◈ Machine-Readable Provenance Record
Root-LD v1.0 · boisestandard.org
Federation ID
BS-CFR17-SEC-9AAB8B
Entity Class
REGULATION / FEDERAL-CFR-SECTION
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boisestandard.org
Citation
17 C.F.R. § 38.710
Corpus
CFR — Code of Federal Regulations
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✓ ACTIVE
Source
PRIMARY-SOURCE
Source Verified
✓ TRUE
Content Hash
c4132fb6e73c7288...
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Pending — corpus passes queued
The regulatory text of 17 C.F.R. § 38.710 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
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17 C.F.R. — public domain
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