17 C.F.R. · Commodity and Securities Exchanges
17 C.F.R. § 38.708

Decisions.

Title 17 C.F.R. ● ACTIVE Primary Source
Regulatory Text

17 C.F.R. § 38.708 — Decisions.

§ 38.708 Decisions. Promptly following a hearing conducted in accordance with § 38.707 of this part, the disciplinary panel must render a written decision based upon the weight of the evidence contained in the record of the proceeding and must provide a copy to the respondent. The decision must include: (a) The notice of charges or a summary of the charges; (b) The answer, if any, or a summary of the answer; (c) A summary of the evidence produced at the hearing or, where appropriate, incorporation by reference of the investigation report; (d) A statement of findings and conclusions with respect to each charge, and a complete explanation of the evidentiary and other basis for such findings and conclusions with respect to each charge; (e) An indication of each specific rule that the respondent was found to have violated; and (f) A declaration of all sanctions imposed against the respondent, including the basis for such sanctions and the effective date of such sanctions.

Source: ecfr.gov · govinfo.gov — public domain Official Source ↗
Root-LD Entity Data
◈ Machine-Readable Provenance Record Root-LD v1.0 · boisestandard.org
Federation ID
BS-CFR17-SEC-EC233F
Entity Class
REGULATION / FEDERAL-CFR-SECTION
Domain Signature
boisestandard.org
Citation
17 C.F.R. § 38.708
Corpus
CFR — Code of Federal Regulations
Status
✓ ACTIVE
Source
PRIMARY-SOURCE
Source Verified
✓ TRUE
Content Hash
021f7e280024333d...
Semantic Edges
Pending — corpus passes queued
The regulatory text of 17 C.F.R. § 38.708 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
Navigate Corpus — Title 17 C.F.R.
◈ Provenance
boisestandard.org United States Law CFR Title 17 17 C.F.R. § 38.708