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17 C.F.R. · Commodity and Securities Exchanges
17 C.F.R. § 37.404

Ability to obtain information.

Title 17 C.F.R. ● ACTIVE Primary Source
Regulatory Text

17 C.F.R. § 37.404 — Ability to obtain information.

§ 37.404 Ability to obtain information. (a) A swap execution facility shall demonstrate that it has access to sufficient information to assess whether trading in swaps listed on its market, in the index or instrument used as a reference price, or in the underlying commodity for its listed swaps is being used to affect prices on its market. (b) A swap execution facility shall have rules that require its market participants to keep records of their trading, including records of their activity in the index or instrument used as a reference price, the underlying commodity, and related derivatives markets, and make such records available, upon request, to the swap execution facility or, if applicable, to its regulatory service provider, and the Commission.

Source: ecfr.gov · govinfo.gov — public domain Official Source ↗
Root-LD Entity Data
◈ Machine-Readable Provenance Record Root-LD v1.0 · boisestandard.org
Federation ID
BS-CFR17-SEC-3810B5
Entity Class
REGULATION / FEDERAL-CFR-SECTION
Domain Signature
boisestandard.org
Citation
17 C.F.R. § 37.404
Corpus
CFR — Code of Federal Regulations
Status
✓ ACTIVE
Source
PRIMARY-SOURCE
Source Verified
✓ TRUE
Content Hash
82fcb80a13beb487...
Semantic Edges
Pending — corpus passes queued
The regulatory text of 17 C.F.R. § 37.404 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
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Title 17 — Commodity and Securities Exchanges
17 C.F.R. § 1.117 C.F.R. § 1.217 C.F.R. § 1.317 C.F.R. § 1.417 C.F.R. § 1.617 C.F.R. § 1.717 C.F.R. § 1.817 C.F.R. § 1.917 C.F.R. § 1.1017 C.F.R. § 1.1117 C.F.R. § 1.1217 C.F.R. § 1.1317 C.F.R. § 1.1417 C.F.R. § 1.1517 C.F.R. § 1.1617 C.F.R. § 1.1717 C.F.R. § 1.1817 C.F.R. § 1.1917 C.F.R. § 1.2017 C.F.R. § 1.2117 C.F.R. § 1.2217 C.F.R. § 1.2317 C.F.R. § 1.2417 C.F.R. § 1.2517 C.F.R. § 1.2617 C.F.R. § 1.2717 C.F.R. § 1.2817 C.F.R. § 1.2917 C.F.R. § 1.3017 C.F.R. § 1.31
17 C.F.R. — public domain ← All Legislation
◈ Provenance
boisestandard.org → United States → Law → CFR → Title 17 → 17 C.F.R. § 37.404