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17 C.F.R. · Commodity and Securities Exchanges
17 C.F.R. § 37.4

Procedures for listing products and implementing rules.

Title 17 C.F.R. ● ACTIVE Primary Source
Regulatory Text

17 C.F.R. § 37.4 — Procedures for listing products and implementing rules.

§ 37.4 Procedures for listing products and implementing rules. (a) An applicant for registration as a swap execution facility may submit a swap's terms and conditions prior to listing the product as part of its application for registration. (b) Any swap terms and conditions or rules submitted as part of a swap execution facility's application for registration shall be considered for approval by the Commission at the time the Commission issues the swap execution facility's order of registration. (c) After the Commission issues the order of registration, a swap execution facility shall submit a swap's terms and conditions, including amendments to such terms and conditions, new rules, or rule amendments pursuant to the procedures under part 40 of this chapter. (d) Any swap terms and conditions or rules submitted as part of an application to reinstate the registration of a dormant swap execution facility, as defined in § 40.1 of this chapter, shall be considered for approval by the Commission at the time the Commission approves the dormant swap execution facility's reinstatement of registration.

Source: ecfr.gov · govinfo.gov — public domain Official Source ↗
Root-LD Entity Data
◈ Machine-Readable Provenance Record Root-LD v1.0 · boisestandard.org
Federation ID
BS-CFR17-SEC-F3892B
Entity Class
REGULATION / FEDERAL-CFR-SECTION
Domain Signature
boisestandard.org
Citation
17 C.F.R. § 37.4
Corpus
CFR — Code of Federal Regulations
Status
✓ ACTIVE
Source
PRIMARY-SOURCE
Source Verified
✓ TRUE
Content Hash
5427d4ad025c4cd0...
Semantic Edges
Pending — corpus passes queued
The regulatory text of 17 C.F.R. § 37.4 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
Navigate Corpus — Title 17 C.F.R.
← 17 C.F.R. § 37.3 17 C.F.R. § 37.5 →
Title 17 — Commodity and Securities Exchanges
17 C.F.R. § 1.117 C.F.R. § 1.217 C.F.R. § 1.317 C.F.R. § 1.417 C.F.R. § 1.617 C.F.R. § 1.717 C.F.R. § 1.817 C.F.R. § 1.917 C.F.R. § 1.1017 C.F.R. § 1.1117 C.F.R. § 1.1217 C.F.R. § 1.1317 C.F.R. § 1.1417 C.F.R. § 1.1517 C.F.R. § 1.1617 C.F.R. § 1.1717 C.F.R. § 1.1817 C.F.R. § 1.1917 C.F.R. § 1.2017 C.F.R. § 1.2117 C.F.R. § 1.2217 C.F.R. § 1.2317 C.F.R. § 1.2417 C.F.R. § 1.2517 C.F.R. § 1.2617 C.F.R. § 1.2717 C.F.R. § 1.2817 C.F.R. § 1.2917 C.F.R. § 1.3017 C.F.R. § 1.31
17 C.F.R. — public domain ← All Legislation
◈ Provenance
boisestandard.org → United States → Law → CFR → Title 17 → 17 C.F.R. § 37.4