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17 C.F.R. · Commodity and Securities Exchanges
17 C.F.R. § 37.201

Operation of swap execution facility and compliance with rules.

Title 17 C.F.R. ● ACTIVE Primary Source
Regulatory Text

17 C.F.R. § 37.201 — Operation of swap execution facility and compliance with rules.

§ 37.201 Operation of swap execution facility and compliance with rules. (a) A swap execution facility shall establish rules governing the operation of the swap execution facility, including, but not limited to, rules specifying trading procedures to be followed by members and market participants when entering and executing orders traded or posted on the swap execution facility, including block trades, as defined in part 43 of this chapter, if offered. (b) A swap execution facility shall establish and impartially enforce compliance with the rules of the swap execution facility, including, but not limited to— (1) The terms and conditions of any swaps traded or processed on or through the swap execution facility; (2) Access to the swap execution facility; (3) Trade practice rules; (4) Audit trail requirements; (5) Disciplinary rules; and (6) Mandatory trading requirements.

Source: ecfr.gov · govinfo.gov — public domain Official Source ↗
Root-LD Entity Data
◈ Machine-Readable Provenance Record Root-LD v1.0 · boisestandard.org
Federation ID
BS-CFR17-SEC-F17302
Entity Class
REGULATION / FEDERAL-CFR-SECTION
Domain Signature
boisestandard.org
Citation
17 C.F.R. § 37.201
Corpus
CFR — Code of Federal Regulations
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✓ ACTIVE
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PRIMARY-SOURCE
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✓ TRUE
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299e224789ab635e...
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The regulatory text of 17 C.F.R. § 37.201 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
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← 17 C.F.R. § 37.200 17 C.F.R. § 37.202 →
Title 17 — Commodity and Securities Exchanges
17 C.F.R. § 1.117 C.F.R. § 1.217 C.F.R. § 1.317 C.F.R. § 1.417 C.F.R. § 1.617 C.F.R. § 1.717 C.F.R. § 1.817 C.F.R. § 1.917 C.F.R. § 1.1017 C.F.R. § 1.1117 C.F.R. § 1.1217 C.F.R. § 1.1317 C.F.R. § 1.1417 C.F.R. § 1.1517 C.F.R. § 1.1617 C.F.R. § 1.1717 C.F.R. § 1.1817 C.F.R. § 1.1917 C.F.R. § 1.2017 C.F.R. § 1.2117 C.F.R. § 1.2217 C.F.R. § 1.2317 C.F.R. § 1.2417 C.F.R. § 1.2517 C.F.R. § 1.2617 C.F.R. § 1.2717 C.F.R. § 1.2817 C.F.R. § 1.2917 C.F.R. § 1.3017 C.F.R. § 1.31
17 C.F.R. — public domain ← All Legislation
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boisestandard.org → United States → Law → CFR → Title 17 → 17 C.F.R. § 37.201