17 C.F.R. · Commodity and Securities Exchanges
17 C.F.R. § 37.1001

Recordkeeping.

Title 17 C.F.R. ● ACTIVE Primary Source
Regulatory Text

17 C.F.R. § 37.1001 — Recordkeeping.

§ 37.1001 Recordkeeping. A swap execution facility shall maintain records of all activities relating to the business of the facility, in a form and manner acceptable to the Commission, for a period of at least five years. A swap execution facility shall maintain such records, including a complete audit trail for all swaps executed on or subject to the rules of the swap execution facility, investigatory files, and disciplinary files, in accordance with the requirements of § 1.31 and part 45 of this chapter.

Source: ecfr.gov · govinfo.gov — public domain Official Source ↗
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BS-CFR17-SEC-9A3678
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REGULATION / FEDERAL-CFR-SECTION
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boisestandard.org
Citation
17 C.F.R. § 37.1001
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CFR — Code of Federal Regulations
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✓ ACTIVE
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PRIMARY-SOURCE
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✓ TRUE
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The regulatory text of 17 C.F.R. § 37.1001 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
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boisestandard.org United States Law CFR Title 17 17 C.F.R. § 37.1001