17 C.F.R. · Commodity and Securities Exchanges
17 C.F.R. § 243.103

No effect on Exchange Act reporting status.

Title 17 C.F.R. ● ACTIVE Primary Source
Regulatory Text

17 C.F.R. § 243.103 — No effect on Exchange Act reporting status.

§ 243.103 No effect on Exchange Act reporting status. A failure to make a public disclosure required solely by § 243.100 shall not affect whether: (a) For purposes of Forms S–3 (17 CFR 239.13), S–8 (17 CFR 239.16b) and SF–3 (17 CFR 239.45) under the Securities Act of 1933 (15 U.S.C. 77a et seq. ), or Form N–2 (17 CFR 239.14 and 274.11a–1) under the Securities Act of 1933 (15 U.S.C. 77a et seq. ) and the Investment Company Act of 1940 (15 U.S.C. 80a–1 et seq. ), an issuer is deemed to have filed all the material required to be filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)) or where applicable, has made those filings in a timely manner; or (b) There is adequate current public information about the issuer for purposes of § 230.144(c) of this chapter (Rule 144(c)). [65 FR 51738, Aug. 24, 2000, as amended at 79 FR 57344, Sept. 24, 2014; 85 FR 33360, June 1, 2020]

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17 C.F.R. § 243.103
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The regulatory text of 17 C.F.R. § 243.103 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
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