17 C.F.R. · Commodity and Securities Exchanges
17 C.F.R. § 12.35

Consequences of a party's failure to comply with a discovery order.

Title 17 C.F.R. ● ACTIVE Primary Source
Regulatory Text

17 C.F.R. § 12.35 — Consequences of a party's failure to comply with a discovery order.

§ 12.35 Consequences of a party's failure to comply with a discovery order. If a party fails to comply with an order compelling discovery, or an order issued pursuant to § 12.34, the official assigned to render the decision in the case may, upon motion by a party or on the official's own motion, take such action in regard thereto as is just, including but not limited to the following: (a) Infer that the documents or things not produced would have been adverse to the party; (b) Rule that for the purposes of the proceeding the information in or contents of the documents or things not produced be taken as established adversely to the party; (c) Rule that the party may not be heard to object to introduction and use of secondary evidence to show what the withheld documents or other evidence would have shown; (d) Rule that a pleading, or part of a pleading, or a motion or other submission by the party, to which the order for production related, be stricken; (e) Dismiss the entire proceeding with prejudice to matters alleged in the complaint, but without prejudice to counterclaims; and (f) Issue a default order and render a decision against the party, whose rights shall thereafter be determined by §§ 12.22 and 12.23 of these rules. [49 FR 6621, Feb. 22, 1984, as amended at 86 FR 64356, Nov. 18, 2021]

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17 C.F.R. § 12.35
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The regulatory text of 17 C.F.R. § 12.35 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
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