17 C.F.R. · Commodity and Securities Exchanges
17 C.F.R. § 10.41

Prehearing conferences; procedural matters.

Title 17 C.F.R. ● ACTIVE Primary Source
Regulatory Text

17 C.F.R. § 10.41 — Prehearing conferences; procedural matters.

§ 10.41 Prehearing conferences; procedural matters. In any proceeding the Administrative Law Judge may direct that one or more conferences be held for the purpose of: (a) Clarifying issues; (b) Examining the possibility of obtaining stipulations, admissions of fact and of authenticity or contents of documents; (c) Determining matters of which official notice may be taken; (d) Discussing amendments to pleadings; (e) Limiting the number of witnesses; (f) Considering objections to the introduction of documentary evidence and the testimony of witnesses identified in prehearing materials filed or otherwise furnished by the parties pursuant to § 10.42; (g) Discussing adoption of shortened procedures pursuant to § 10.92; (h) Promoting a fair and expeditious hearing. At or following the conclusion of a prehearing conference, the Administrative Law Judge shall serve a prehearing memorandum containing agreements reached and any procedural determinations made by him, unless the conference shall have been recorded and transcribed in written form and a copy of the transcript has been made available to each party. [41 FR 2511, Jan. 16, 1976, as amended at 63 FR 55791, Oct. 19, 1998]

Source: ecfr.gov · govinfo.gov — public domain Official Source ↗
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17 C.F.R. § 10.41
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The regulatory text of 17 C.F.R. § 10.41 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
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