13 C.F.R. · Business Credit and Assistance
13 C.F.R. § 142.21

How will the hearing be conducted and who has the burden of proof?

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Regulatory Text

13 C.F.R. § 142.21 — How will the hearing be conducted and who has the burden of proof?

§ 142.21 How will the hearing be conducted and who has the burden of proof? (a) The ALJ conducts a hearing in order to determine whether a defendant is liable for a civil penalty, assessment, or both and, if so, the appropriate amount of the civil penalty and/ or assessment. The hearing will be recorded and transcribed, and the transcript of testimony, exhibits admitted at the hearing, and all papers and requests filed in the proceeding constitute the record for a decision by the ALJ. (b) SBA must prove a defendant's liability and any aggravating factors by a preponderance of the evidence. (c) A defendant must prove any affirmative defenses and any mitigating factors by a preponderance of the evidence. (d) The hearing will be open to the public unless otherwise ordered by the ALJ for good cause shown.

Source: ecfr.gov · govinfo.gov — public domain Official Source ↗
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BS-CFR13-SEC-16B6DB
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13 C.F.R. § 142.21
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The regulatory text of 13 C.F.R. § 142.21 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
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