Regulatory Text
12 C.F.R. § 13.5 — Customer information.
§ 13.5 Customer information. Prior to the execution of a transaction recommended to a non-institutional customer, a bank that is a government securities broker or dealer shall make reasonable efforts to obtain information concerning: (a) The customer's financial status; (b) The customer's tax status; (c) The customer's investment objectives; and (d) Such other information used or considered to be reasonable by the bank in making recommendations to the customer. Interpretations
Source: ecfr.gov · govinfo.gov — public domain
Official Source ↗
Root-LD Entity Data
◈ Machine-Readable Provenance Record
Root-LD v1.0 · boisestandard.org
Federation ID
BS-CFR12-SEC-82B60B
Entity Class
REGULATION / FEDERAL-CFR-SECTION
Domain Signature
boisestandard.org
Citation
12 C.F.R. § 13.5
Corpus
CFR — Code of Federal Regulations
Status
✓ ACTIVE
Source
PRIMARY-SOURCE
Source Verified
✓ TRUE
Content Hash
b448af33db2abdb9...
Semantic Edges
Pending — corpus passes queued
The regulatory text of 12 C.F.R. § 13.5 is reproduced from the official Code of Federal Regulations as published by the Office of the Federal Register and the National Archives and Records Administration.
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Title 12 — Banks and Banking
12 C.F.R. § 1.112 C.F.R. § 1.212 C.F.R. § 1.312 C.F.R. § 1.412 C.F.R. § 1.512 C.F.R. § 1.612 C.F.R. § 1.712 C.F.R. § 1.812 C.F.R. § 1.10012 C.F.R. § 1.11012 C.F.R. § 1.12012 C.F.R. § 1.13012 C.F.R. § 2.112 C.F.R. § 2.212 C.F.R. § 2.312 C.F.R. § 2.412 C.F.R. § 2.512 C.F.R. § 3.112 C.F.R. § 3.212 C.F.R. § 3.312 C.F.R. § 3.4.3.912 C.F.R. § 3.1012 C.F.R. § 3.1112 C.F.R. § 3.1212 C.F.R. § 3.13.3.1912 C.F.R. § 3.2012 C.F.R. § 3.2112 C.F.R. § 3.2212 C.F.R. § 3.23.3.2912 C.F.R. § 3.30
12 C.F.R. — public domain
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